Disclosures & Compliance
Regulatory information, investor charter and grievance redressal for Shrinidhi Fintech.
Research Analyst Registration Details
Standard Warning
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
Disclaimer
The securities quoted, if any, are for illustration only and are not recommendatory. Investment in securities market is subject to market risks. Past performance is not indicative of future returns. The content on this website is for information and educational purposes only and should not be construed as investment advice. Please consult your financial advisor before making any investment decision.
Compliance Officer & Grievance Redressal
Compliance Officer: Abhishek Venkatesh Gujrathi · +91 92845 68817 · avgujrathi@gmail.com
In case of any grievance, please write to us first at avgujrathi@gmail.com. We aim to resolve complaints within the timelines prescribed by SEBI.
If you are not satisfied with the resolution, you may escalate the matter to SEBI through the SCORES portal or pursue online dispute resolution via the SMART ODR platform.
Do's for Investors
- Always deal with SEBI registered Research Analysts.
- Check for SEBI registration number and validity before acting on any research.
- Read all research reports and disclaimers carefully before investing.
- Pay only the agreed fees; insist on a receipt.
- Keep records of all payments and communications.
Don'ts for Investors
- Do not fall for assured or guaranteed returns — they are prohibited.
- Do not act on unsolicited stock tips or 'confirmed' calls.
- Do not share your trading account, OTP or login credentials with anyone.
- Do not make payments to personal or unverified accounts.
- Do not invest based on rumours or social-media hype.
Investor Charter (Research Analyst)
Vision: To provide transparent, research-backed and unbiased investment insights that help investors make informed decisions.
Mission: To follow the highest standards of professional conduct, disclose conflicts of interest, and operate in full compliance with SEBI (Research Analysts) Regulations, 2014.
As a SEBI Registered Research Analyst, we do not provide any assurance of returns, do not offer guaranteed profit schemes, and do not handle client funds or securities. Research is provided strictly for informational and educational purposes. The full SEBI Investor Charter for Research Analysts is available on the SEBI website.
Questions about compliance? Contact us.